“As per the provisions of the SEBI Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 dated December 13, 2021 (the “Circular”), all registered Investment Advisers are required to disclose the Investor Charter, as provided in the Circular, to their clients on their registered e-mail. . The Investor Charter comprises, inter alia, the details of the services provided to the clients, their rights, dos and don’ts, responsibilities, details of grievance redressal mechanism, and certain responsibilities of the clients while dealing with the Investment Advisers”. The Investment Charter can be downloaded here
- Investors can file a complaint with respect to Investment Advisor and Co-PMS “Caspian” at caspiancompliance@caspian.in
- Investors can file a complaint with respect to Caspian SME Impact Fund IV and Caspian Leap for Agriculture Fund at aifcompliance@caspian.in
- Alternatively, Investor can file the complaints at https://scores.gov.in/scores/Welcome.html
- Click here for Disclosure of Complaints- IA Caspian Impact Investment Adviser Private Limited
- Click here for Disclosure of Complaints- Co-PMS Caspian Impact Investment Adviser Private Limited
- Click here for Disclosure of Complaints -Caspian SME Impact Fund IV
- Click here for Disclosure of Complaints – Caspian Leap for Agriculture Fund
Caspian Impact Investment Adviser Private Limited information
- Complete name of Investment Adviser as registered with SEBI: Caspian Impact Investment Adviser Private Limited
Type of Registration-Individual, Non-Individual: Non-Individual - Registration number, validity of registration: SEBI:INA200000753.
Validity: till closer of the company/Voluntary surrender. - Complete address with telephone numbers: Block A, 4th Floor, Phoenix Primea (Red Brick Building),Plot No – 40 & 41, Financial District,
Beside IRDA, Gachibowli, Hyderabad – 500032, Telangana, India.
Phone: +91 40 6629 7100 - Contact details of the Principal Officer: Name of the Principal Officer – Mr. B. V. Narasimham, Contact No – +91 40
6629 7100, Email id – caspiancompliance@caspian.in - Corresponding SEBI regional/local office address: SEBI Address: 1stFloor, Indira Chambers, 8-2-622/5/A/1, Avenue 4, Road No. 10,
Banjara Hills, Hyderabad, Telangana 500034
CASPIAN SME IMPACT FUND IV
- Name of AIF: Caspian SME Impact Fund IV
- SEBI Registration No.: IN / AIF2/15-16/0208
- Category of AIF: Category II
- Name of Fund Manager: Caspian Impact Investment Adviser Private Limited
- Details of Compliance Officer: Ms. Mohini Devi, Phone: 040-66297100
- Details of Principal Officer: Ms. Swati Lakhotiya, Phone: 040-66297100, Email: swati.lakhotiya@caspian.in
- Regd. Office Address: Block A, 4th Floor, Phoenix Premia, Plot No – 40 & 41, Financial District, Beside IRDA, Gachibowli, Hyderabad – 500032, Telangana, India
CASPIAN LEAP FOR AGRICULTURE FUND
- Name of AIF: Caspian LEAP for Agriculture Fund
- SEBI Registration No.: IN/AIF2/21-22/0979
- Category of AIF: Category II
- Name of Fund Manager: Caspian Impact Investment Adviser Private Limited
- Details of Compliance Officer: Ms. Mohini Devi, Phone: 040-66297100, E-mail: mohini@caspian.in
- Details of Principal Officer: Ms. Ria Das, Phone: 040-66297100, Email: ria@caspian.in
- Regd. Office Address: Block A, 4th Floor, Phoenix Premia, Plot No – 40 & 41, Financial District, Beside IRDA, Gachibowli, Hyderabad – 500032, Telangana, India